Our Staff has compiled our research into a database of FINRA Disclosures for Herbert Suekichi Shiraishi. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Herbert Suekichi Shiraishi | 1835557 | 5 | 05/14/2018 | Customer Dispute | Closed-No Action | $25,500.00 | $0.00 | See FINRA Report |
| Herbert Suekichi Shiraishi | 1835557 | 5 | 01/23/2017 | Customer Dispute | Denied | $7,708.00 | $0.00 | See FINRA Report |
| Herbert Suekichi Shiraishi | 1835557 | 5 | 01/19/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Herbert Suekichi Shiraishi | 1835557 | 5 | 11/06/2009 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |