Potomac Analytics' Logo

FINRA Disclosures for Stephen Thomas Hester

Our Staff has compiled our research into a database of FINRA Disclosures for Stephen Thomas Hester. Search or filter the database to find more about this broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 10 out of 61 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Stephen Thomas Hester17895476704/07/2008Customer DisputeSettled$50,000.00$0.00See FINRA Report
Stephen Thomas Hester17895476701/26/2006Customer DisputeSettled$392,831.00$0.00See FINRA Report
Stephen Thomas Hester17895476701/25/2006Customer DisputeSettled$43,500.10$0.00See FINRA Report
Stephen Thomas Hester17895476710/05/2005Customer DisputeSettled$125,000.00$0.00See FINRA Report
Stephen Thomas Hester17895476711/29/2004Customer DisputeSettled$1,745,000.00$0.00See FINRA Report
Stephen Thomas Hester17895476711/28/2003Customer DisputeSettled$315,390.00$0.00See FINRA Report
Stephen Thomas Hester17895476710/08/2002Customer DisputeSettled$0.00$0.00See FINRA Report
Stephen Thomas Hester17895476710/08/2002Customer DisputeSettled$0.00$0.00See FINRA Report
Stephen Thomas Hester17895476710/08/2002Customer DisputeSettled$0.00$0.00See FINRA Report
Stephen Thomas Hester17895476710/08/2002Customer DisputeSettled$0.00$0.00See FINRA Report

61 Results

Display: