Our Staff has compiled our research into a database of FINRA Disclosures for Peter Karsten Hummel. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Karsten Hummel | 1789177 | 5 | 06/18/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Karsten Hummel | 1789177 | 5 | 11/07/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Peter Karsten Hummel | 1789177 | 5 | 10/18/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Peter Karsten Hummel | 1789177 | 5 | 02/01/2002 | Customer Dispute | Award / Judgment | $0.00 | $150,000.00 | See FINRA Report |
| Peter Karsten Hummel | 1789177 | 5 | 03/10/1999 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |