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FINRA Disclosures for Thomas Frank Belvin

Our Staff has compiled our research into a database of FINRA Disclosures for Thomas Frank Belvin. Search or filter the database to find more about this broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Thomas Frank Belvin17778705/21/2018Customer DisputeDenied$25,000.00$0.00See FINRA Report
Thomas Frank Belvin17778703/31/2008Customer DisputeSettled$500,000.00$0.00See FINRA Report
Thomas Frank Belvin17778712/27/2005Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Thomas Frank Belvin17778709/29/2005Customer DisputeAward / Judgment$500,000.00$440,359.00See FINRA Report
Thomas Frank Belvin17778708/08/2005Customer DisputeAward / Judgment$0.00$340,000.00See FINRA Report
Thomas Frank Belvin17778710/25/2004Customer DisputeDenied$150,000.00$0.00See FINRA Report
Thomas Frank Belvin17778705/10/1991Customer DisputeAward / Judgment$50,000.00$17,800.00See FINRA Report

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