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FINRA Disclosures for Edward Thomas Coda

Our Staff has compiled our research into a database of FINRA Disclosures for Edward Thomas Coda. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Edward Thomas Coda1776811401/22/2010Customer DisputeSettled$115,899.00$0.00See FINRA Report
Edward Thomas Coda1776811410/21/2009Customer DisputeSettled$0.00$0.00See FINRA Report
Edward Thomas Coda1776811410/09/2009Customer DisputeSettled$2,018,500.00$0.00See FINRA Report
Edward Thomas Coda1776811411/03/2004Customer DisputeWithdrawn$120,241.00$0.00See FINRA Report

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