Our Staff has compiled our research into a database of FINRA Disclosures for Douglas Gene Schmitz. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Gene Schmitz | 1771132 | 6 | 02/12/2024 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Douglas Gene Schmitz | 1771132 | 6 | 05/04/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Gene Schmitz | 1771132 | 6 | 08/04/2020 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Douglas Gene Schmitz | 1771132 | 6 | 07/24/2020 | Customer Dispute | Closed-No Action | $5,200.00 | $0.00 | See FINRA Report |
| Douglas Gene Schmitz | 1771132 | 6 | 04/29/2020 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Douglas Gene Schmitz | 1771132 | 6 | 09/16/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |