Our Staff has compiled our research into a database of FINRA Disclosures for Benjamin Daniel Kennedy. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Benjamin Daniel Kennedy | 1744933 | 7 | 04/15/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Benjamin Daniel Kennedy | 1744933 | 7 | 10/15/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Benjamin Daniel Kennedy | 1744933 | 7 | 05/15/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Benjamin Daniel Kennedy | 1744933 | 7 | 07/14/2010 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
Benjamin Daniel Kennedy | 1744933 | 7 | 02/09/2010 | Customer Dispute | Settled | $6,000,000.00 | $0.00 | See FINRA Report |
Benjamin Daniel Kennedy | 1744933 | 7 | 01/16/2009 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
Benjamin Daniel Kennedy | 1744933 | 7 | 06/30/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |