Our Staff has compiled our research into a database of FINRA Disclosures for Frank Dean Barber. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Frank Dean Barber | 1738443 | 12 | 01/06/2020 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
Frank Dean Barber | 1738443 | 12 | 11/08/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Frank Dean Barber | 1738443 | 12 | 05/03/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Frank Dean Barber | 1738443 | 12 | 01/22/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Frank Dean Barber | 1738443 | 12 | 03/21/2011 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
Frank Dean Barber | 1738443 | 12 | 02/18/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Frank Dean Barber | 1738443 | 12 | 04/28/2009 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
Frank Dean Barber | 1738443 | 12 | 03/30/2009 | Customer Dispute | Denied | $16,100.90 | $0.00 | See FINRA Report |
Frank Dean Barber | 1738443 | 12 | 03/18/2009 | Customer Dispute | Settled | $77,118.30 | $0.00 | See FINRA Report |
Frank Dean Barber | 1738443 | 12 | 12/08/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |