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FINRA Disclosures for Frank Dean Barber

Our Staff has compiled our research into a database of FINRA Disclosures for Frank Dean Barber. Search or filter the database to find more about this broker.

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Displaying 10 out of 12 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Frank Dean Barber17384431201/06/2020Customer DisputeSettled$75,000.00$0.00See FINRA Report
Frank Dean Barber17384431211/08/2013RegulatoryFinal$0.00$0.00See FINRA Report
Frank Dean Barber17384431205/03/2013RegulatoryFinal$0.00$0.00See FINRA Report
Frank Dean Barber17384431201/22/2013Customer DisputeSettled$0.00$0.00See FINRA Report
Frank Dean Barber17384431203/21/2011Customer DisputeSettled$225,000.00$0.00See FINRA Report
Frank Dean Barber17384431202/18/2011RegulatoryFinal$0.00$0.00See FINRA Report
Frank Dean Barber17384431204/28/2009Customer DisputeDenied$20,000.00$0.00See FINRA Report
Frank Dean Barber17384431203/30/2009Customer DisputeDenied$16,100.90$0.00See FINRA Report
Frank Dean Barber17384431203/18/2009Customer DisputeSettled$77,118.30$0.00See FINRA Report
Frank Dean Barber17384431212/08/2008Customer DisputeWithdrawn$0.00$0.00See FINRA Report

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