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FINRA Disclosures for John Paul Destefanis

Our Staff has compiled our research into a database of FINRA Disclosures for John Paul Destefanis. Search or filter the database to find more about this broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John Paul Destefanis1716919805/28/2009RegulatoryFinal$0.00$0.00See FINRA Report
John Paul Destefanis1716919808/15/2008Customer DisputeSettled$9,360.00$0.00See FINRA Report
John Paul Destefanis1716919808/15/2008Customer DisputeSettled$23,590.00$0.00See FINRA Report
John Paul Destefanis1716919807/21/2008RegulatoryFinal$0.00$0.00See FINRA Report
John Paul Destefanis1716919806/19/2008Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
John Paul Destefanis1716919805/13/2008Employment Separation After Allegations$0.00$0.00See FINRA Report
John Paul Destefanis1716919812/11/2007Customer DisputeWithdrawn$0.00$0.00See FINRA Report
John Paul Destefanis1716919809/02/2004Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report

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