Our Staff has compiled our research into a database of FINRA Disclosures for James P Kelley. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James P Kelley | 1694993 | 7 | 11/09/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James P Kelley | 1694993 | 7 | 07/20/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James P Kelley | 1694993 | 7 | 04/24/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James P Kelley | 1694993 | 7 | 03/20/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James P Kelley | 1694993 | 7 | 08/04/2004 | Customer Dispute | Denied | $14,200.00 | $0.00 | See FINRA Report |
| James P Kelley | 1694993 | 7 | 04/16/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James P Kelley | 1694993 | 7 | 01/05/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |