Our Staff has compiled our research into a database of FINRA Disclosures for Lawrence Wilton Warren. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Wilton Warren | 1694288 | 6 | 02/11/2008 | Customer Dispute | Closed-No Action | $9,420.18 | $0.00 | See FINRA Report |
| Lawrence Wilton Warren | 1694288 | 6 | 08/06/2007 | Customer Dispute | Closed-No Action | $14,706.90 | $0.00 | See FINRA Report |
| Lawrence Wilton Warren | 1694288 | 6 | 03/26/2006 | Customer Dispute | Closed-No Action | $56,740.00 | $0.00 | See FINRA Report |
| Lawrence Wilton Warren | 1694288 | 6 | 07/28/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Wilton Warren | 1694288 | 6 | 10/20/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Wilton Warren | 1694288 | 6 | 02/25/2003 | Customer Dispute | Award / Judgment | $203,846.00 | $30,300.00 | See FINRA Report |