Our Staff has compiled our research into a database of FINRA Disclosures for Robert Henry Cathcart. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Henry Cathcart | 1693037 | 5 | 02/08/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Robert Henry Cathcart | 1693037 | 5 | 03/16/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Robert Henry Cathcart | 1693037 | 5 | 04/22/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Robert Henry Cathcart | 1693037 | 5 | 10/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Robert Henry Cathcart | 1693037 | 5 | 12/29/2008 | Customer Dispute | Settled | $953,862.00 | $0.00 | See FINRA Report |