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FINRA Disclosures for Robert Henry Cathcart

Our Staff has compiled our research into a database of FINRA Disclosures for Robert Henry Cathcart. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Henry Cathcart1693037502/08/2017Judgment / Lien$0.00$0.00See FINRA Report
Robert Henry Cathcart1693037503/16/2016Judgment / Lien$0.00$0.00See FINRA Report
Robert Henry Cathcart1693037504/22/2015Judgment / Lien$0.00$0.00See FINRA Report
Robert Henry Cathcart1693037510/13/2009Customer DisputeSettled$0.00$0.00See FINRA Report
Robert Henry Cathcart1693037512/29/2008Customer DisputeSettled$953,862.00$0.00See FINRA Report

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