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FINRA Disclosures for David James Bogart

Our Staff has compiled our research into a database of FINRA Disclosures for David James Bogart. Search or filter the database to find more about this broker.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David James Bogart1684976602/09/2011Customer DisputeAward / Judgment$883,122.00$1,377,010.00See FINRA Report
David James Bogart1684976612/09/2008Customer DisputeDenied$20,520.00$0.00See FINRA Report
David James Bogart1684976608/28/2007Customer DisputeDenied$0.00$0.00See FINRA Report
David James Bogart1684976606/18/2003Customer DisputeSettled$175,000.00$0.00See FINRA Report
David James Bogart1684976611/12/2002Customer DisputeSettled$14,289.60$0.00See FINRA Report
David James Bogart1684976609/18/2002Customer DisputeDenied$129,867.00$0.00See FINRA Report

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