Our Staff has compiled our research into a database of FINRA Disclosures for Christopher J Cowans. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Christopher J Cowans | 1684420 | 8 | 12/22/2015 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
Christopher J Cowans | 1684420 | 8 | 12/19/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Christopher J Cowans | 1684420 | 8 | 11/13/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Christopher J Cowans | 1684420 | 8 | 09/21/2009 | Customer Dispute | Settled | $233,067.00 | $0.00 | See FINRA Report |
Christopher J Cowans | 1684420 | 8 | 04/02/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Christopher J Cowans | 1684420 | 8 | 06/03/2002 | Customer Dispute | Settled | $106,948.00 | $0.00 | See FINRA Report |
Christopher J Cowans | 1684420 | 8 | 01/13/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Christopher J Cowans | 1684420 | 8 | 01/13/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |