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FINRA Disclosures for Christopher J Cowans

Our Staff has compiled our research into a database of FINRA Disclosures for Christopher J Cowans. Search or filter the database to find more about this broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Christopher J Cowans1684420812/22/2015Customer DisputeSettled$600,000.00$0.00See FINRA Report
Christopher J Cowans1684420812/19/2014RegulatoryFinal$0.00$0.00See FINRA Report
Christopher J Cowans1684420811/13/2013Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Christopher J Cowans1684420809/21/2009Customer DisputeSettled$233,067.00$0.00See FINRA Report
Christopher J Cowans1684420804/02/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Christopher J Cowans1684420806/03/2002Customer DisputeSettled$106,948.00$0.00See FINRA Report
Christopher J Cowans1684420801/13/1998Customer DisputeDenied$0.00$0.00See FINRA Report
Christopher J Cowans1684420801/13/1998Customer DisputeDenied$0.00$0.00See FINRA Report

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