Our Staff has compiled our research into a database of FINRA Disclosures for Alan Haruo Kodama. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Haruo Kodama | 1683184 | 3 | 04/28/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Alan Haruo Kodama | 1683184 | 3 | 01/05/2004 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Alan Haruo Kodama | 1683184 | 3 | 09/10/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |