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FINRA Disclosures for Arthur Manlio Quintero

Our Staff has compiled our research into a database of FINRA Disclosures for Arthur Manlio Quintero. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Arthur Manlio Quintero16762501007/18/2019Judgment / Lien$0.00$0.00See FINRA Report
Arthur Manlio Quintero16762501012/12/2018Judgment / Lien$0.00$0.00See FINRA Report
Arthur Manlio Quintero16762501005/23/2018Judgment / Lien$0.00$0.00See FINRA Report
Arthur Manlio Quintero16762501006/21/2017Judgment / Lien$0.00$0.00See FINRA Report
Arthur Manlio Quintero16762501001/12/2015Judgment / Lien$0.00$0.00See FINRA Report
Arthur Manlio Quintero16762501011/20/2012RegulatoryFinal$0.00$0.00See FINRA Report
Arthur Manlio Quintero16762501005/12/2009Judgment / Lien$0.00$0.00See FINRA Report
Arthur Manlio Quintero16762501011/25/2008Customer DisputeAward / Judgment$606,400.00$990,000.00See FINRA Report
Arthur Manlio Quintero16762501004/22/2008Judgment / Lien$0.00$0.00See FINRA Report
Arthur Manlio Quintero16762501003/28/2000RegulatoryFinal$0.00$0.00See FINRA Report

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