Our Staff has compiled our research into a database of FINRA Disclosures for Tracy Holmes Duckworth. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tracy Holmes Duckworth | 1674220 | 4 | 05/18/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Tracy Holmes Duckworth | 1674220 | 4 | 04/02/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tracy Holmes Duckworth | 1674220 | 4 | 02/22/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tracy Holmes Duckworth | 1674220 | 4 | 01/25/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |