Our Staff has compiled our research into a database of FINRA Disclosures for James Edward Ratliff. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Edward Ratliff | 1669731 | 9 | 01/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward Ratliff | 1669731 | 9 | 07/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward Ratliff | 1669731 | 9 | 04/01/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward Ratliff | 1669731 | 9 | 05/08/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward Ratliff | 1669731 | 9 | 10/01/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward Ratliff | 1669731 | 9 | 05/22/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward Ratliff | 1669731 | 9 | 11/09/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward Ratliff | 1669731 | 9 | 11/09/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward Ratliff | 1669731 | 9 | 09/06/1999 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |