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FINRA Disclosures for Michael J O Brien

Our Staff has compiled our research into a database of FINRA Disclosures for Michael J O Brien. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael J O Brien1660069404/09/2019Customer DisputeSettled$0.00$0.00See FINRA Report
Michael J O Brien1660069406/08/2009Customer DisputeSettled$14,000.00$0.00See FINRA Report
Michael J O Brien1660069401/20/2009Customer DisputeSettled$18,635.00$0.00See FINRA Report
Michael J O Brien1660069412/22/1999Customer DisputeDenied$50,090.50$0.00See FINRA Report

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