Our Staff has compiled our research into a database of FINRA Disclosures for Dean B Livingston. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dean B Livingston | 1637728 | 18 | 06/23/2011 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Dean B Livingston | 1637728 | 18 | 12/27/2010 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Dean B Livingston | 1637728 | 18 | 11/05/2010 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Dean B Livingston | 1637728 | 18 | 07/06/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Dean B Livingston | 1637728 | 18 | 05/10/2010 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Dean B Livingston | 1637728 | 18 | 02/17/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Dean B Livingston | 1637728 | 18 | 11/30/2009 | Customer Dispute | Settled | $185,000.00 | $0.00 | See FINRA Report |
| Dean B Livingston | 1637728 | 18 | 09/23/2009 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Dean B Livingston | 1637728 | 18 | 09/01/2009 | Customer Dispute | Settled | $335,000.00 | $0.00 | See FINRA Report |
| Dean B Livingston | 1637728 | 18 | 08/14/2009 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |