Our Staff has compiled our research into a database of FINRA Disclosures for Mark Friese. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Friese | 1629186 | 5 | 06/28/2009 | Customer Dispute | Denied | $8,659.48 | $0.00 | See FINRA Report |
| Mark Friese | 1629186 | 5 | 05/06/2003 | Customer Dispute | Closed-No Action | $24,000.00 | $0.00 | See FINRA Report |
| Mark Friese | 1629186 | 5 | 07/08/2002 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Mark Friese | 1629186 | 5 | 04/19/2000 | Customer Dispute | Settled | $52,000.00 | $0.00 | See FINRA Report |
| Mark Friese | 1629186 | 5 | 11/22/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |