Our Staff has compiled our research into a database of FINRA Disclosures for Thomas Hans Underdahl. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Hans Underdahl | 1614866 | 4 | 01/10/2006 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Thomas Hans Underdahl | 1614866 | 4 | 03/24/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Hans Underdahl | 1614866 | 4 | 04/02/2002 | Customer Dispute | Settled | $129,779.00 | $0.00 | See FINRA Report |
| Thomas Hans Underdahl | 1614866 | 4 | 11/01/2001 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |