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FINRA Disclosures for Eric Dean Rolshoven

Our Staff has compiled our research into a database of FINRA Disclosures for Eric Dean Rolshoven. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Eric Dean Rolshoven1601679411/14/2018Customer DisputeSettled$5,000.00$0.00See FINRA Report
Eric Dean Rolshoven1601679401/21/2016Customer DisputeSettled$350,000.00$0.00See FINRA Report
Eric Dean Rolshoven1601679408/04/2015RegulatoryFinal$0.00$0.00See FINRA Report
Eric Dean Rolshoven1601679405/08/2015Employment Separation After Allegations$0.00$0.00See FINRA Report

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