Our Staff has compiled our research into a database of FINRA Disclosures for Eric Dean Rolshoven. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Eric Dean Rolshoven | 1601679 | 4 | 11/14/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Eric Dean Rolshoven | 1601679 | 4 | 01/21/2016 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
Eric Dean Rolshoven | 1601679 | 4 | 08/04/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Eric Dean Rolshoven | 1601679 | 4 | 05/08/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |