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FINRA Disclosures for Stuart Craig Barth

Our Staff has compiled our research into a database of FINRA Disclosures for Stuart Craig Barth. Search or filter the database to find more about this broker.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Stuart Craig Barth1600781911/22/2019Judgment / Lien$0.00$0.00See FINRA Report
Stuart Craig Barth1600781905/17/2018Judgment / Lien$0.00$0.00See FINRA Report
Stuart Craig Barth1600781904/04/2017Judgment / Lien$0.00$0.00See FINRA Report
Stuart Craig Barth1600781905/04/2016Judgment / Lien$0.00$0.00See FINRA Report
Stuart Craig Barth1600781902/09/2015Judgment / Lien$0.00$0.00See FINRA Report
Stuart Craig Barth1600781906/05/2013Judgment / Lien$0.00$0.00See FINRA Report
Stuart Craig Barth1600781903/16/2012Customer DisputeSettled$1,000,000.00$0.00See FINRA Report
Stuart Craig Barth1600781908/07/2009Customer DisputeSettled$0.00$0.00See FINRA Report
Stuart Craig Barth1600781906/09/2009Customer DisputeSettled$0.00$0.00See FINRA Report

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