Our Staff has compiled our research into a database of FINRA Disclosures for Tomas Juhan Velken. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Tomas Juhan Velken | 1600404 | 15 | 08/22/2013 | Customer Dispute | Settled | $165,000.00 | $0.00 | See FINRA Report |
Tomas Juhan Velken | 1600404 | 15 | 01/26/2012 | Customer Dispute | Settled | $945,000.00 | $0.00 | See FINRA Report |
Tomas Juhan Velken | 1600404 | 15 | 11/16/2011 | Customer Dispute | Settled | $289,000.00 | $0.00 | See FINRA Report |
Tomas Juhan Velken | 1600404 | 15 | 10/07/2011 | Customer Dispute | Settled | $979,000.00 | $0.00 | See FINRA Report |
Tomas Juhan Velken | 1600404 | 15 | 03/11/2011 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |