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FINRA Disclosures for Tomas Juhan Velken

Our Staff has compiled our research into a database of FINRA Disclosures for Tomas Juhan Velken. Search or filter the database to find more about this broker.

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Displaying 11-14 out of 14 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Tomas Juhan Velken16004041501/26/2012Customer DisputeSettled$945,000.00$0.00See FINRA Report
Tomas Juhan Velken16004041511/16/2011Customer DisputeSettled$289,000.00$0.00See FINRA Report
Tomas Juhan Velken16004041510/07/2011Customer DisputeSettled$979,000.00$0.00See FINRA Report
Tomas Juhan Velken16004041503/11/2011Customer DisputeSettled$1,500,000.00$0.00See FINRA Report

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