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FINRA Disclosures for Tomas Juhan Velken

Our Staff has compiled our research into a database of FINRA Disclosures for Tomas Juhan Velken. Search or filter the database to find more about this broker.

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Displaying 10 out of 14 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Tomas Juhan Velken16004041506/06/2016Customer DisputeSettled$1,600,000.00$0.00See FINRA Report
Tomas Juhan Velken16004041509/01/2015Customer DisputeSettled$115,000.00$0.00See FINRA Report
Tomas Juhan Velken16004041504/24/2015Customer DisputeSettled$1,777,480.00$0.00See FINRA Report
Tomas Juhan Velken16004041503/25/2015Customer DisputeSettled$592,600.00$0.00See FINRA Report
Tomas Juhan Velken16004041512/29/2014Customer DisputeSettled$1,340,000.00$0.00See FINRA Report
Tomas Juhan Velken16004041511/20/2014Customer DisputeSettled$100,000.00$0.00See FINRA Report
Tomas Juhan Velken16004041510/30/2014Customer DisputeSettled$600,000.00$0.00See FINRA Report
Tomas Juhan Velken16004041509/16/2014Customer DisputeSettled$690,000.00$0.00See FINRA Report
Tomas Juhan Velken16004041510/15/2013Customer DisputeSettled$912,000.00$0.00See FINRA Report
Tomas Juhan Velken16004041508/22/2013Customer DisputeSettled$165,000.00$0.00See FINRA Report

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