Our Staff has compiled our research into a database of FINRA Disclosures for Gregory Rizzo Traina. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Rizzo Traina | 1589309 | 15 | 04/30/2011 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Gregory Rizzo Traina | 1589309 | 15 | 03/27/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Gregory Rizzo Traina | 1589309 | 15 | 03/07/2007 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Gregory Rizzo Traina | 1589309 | 15 | 12/18/2006 | Customer Dispute | Settled | $27,558.00 | $0.00 | See FINRA Report |
| Gregory Rizzo Traina | 1589309 | 15 | 01/20/2006 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Gregory Rizzo Traina | 1589309 | 15 | 12/27/2005 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Gregory Rizzo Traina | 1589309 | 15 | 07/28/2005 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Gregory Rizzo Traina | 1589309 | 15 | 10/09/2001 | Customer Dispute | Settled | $64,555.00 | $0.00 | See FINRA Report |
| Gregory Rizzo Traina | 1589309 | 15 | 11/29/2000 | Customer Dispute | Settled | $95,593.00 | $0.00 | See FINRA Report |
| Gregory Rizzo Traina | 1589309 | 15 | 09/20/1996 | Customer Dispute | Settled | $776,802.00 | $0.00 | See FINRA Report |