Our Staff has compiled our research into a database of FINRA Disclosures for Gregory Rizzo Traina. Search or filter the database to find more about this broker.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gregory Rizzo Traina | 1589309 | 15 | 10/09/2001 | Customer Dispute | Settled | $64,555.00 | $0.00 | See FINRA Report |
Gregory Rizzo Traina | 1589309 | 15 | 08/17/2001 | Customer Dispute | Award / Judgment | $18,200.00 | $18,200.00 | See FINRA Report |
Gregory Rizzo Traina | 1589309 | 15 | 11/29/2000 | Customer Dispute | Settled | $95,593.00 | $0.00 | See FINRA Report |
Gregory Rizzo Traina | 1589309 | 15 | 10/02/1998 | Customer Dispute | Denied | $31,738.60 | $0.00 | See FINRA Report |
Gregory Rizzo Traina | 1589309 | 15 | 09/20/1996 | Customer Dispute | Settled | $776,802.00 | $0.00 | See FINRA Report |