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FINRA Disclosures for Steven George Collins

Our Staff has compiled our research into a database of FINRA Disclosures for Steven George Collins. Search or filter the database to find more about this broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Steven George Collins1587182805/31/2011Customer DisputeSettled$0.00$0.00See FINRA Report
Steven George Collins1587182811/03/2008Customer DisputeDenied$10,000.00$0.00See FINRA Report
Steven George Collins1587182810/13/2008Customer DisputeClosed-No Action$70,843.10$0.00See FINRA Report
Steven George Collins1587182807/26/2005Customer DisputeDenied$22,653.50$0.00See FINRA Report
Steven George Collins1587182805/03/2004Customer DisputeDenied$14,678.70$0.00See FINRA Report
Steven George Collins1587182811/07/2003Customer DisputeDenied$40,000.00$0.00See FINRA Report
Steven George Collins1587182803/11/2003Customer DisputeDenied$93,971.00$0.00See FINRA Report
Steven George Collins1587182808/13/1992Employment Separation After Allegations$0.00$0.00See FINRA Report

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