Our Staff has compiled our research into a database of FINRA Disclosures for Stephen Archer Williams. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Archer Williams | 1572668 | 4 | 11/08/2010 | Customer Dispute | Denied | $30,593.50 | $0.00 | See FINRA Report |
| Stephen Archer Williams | 1572668 | 4 | 12/08/2005 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Stephen Archer Williams | 1572668 | 4 | 11/25/2002 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Stephen Archer Williams | 1572668 | 4 | 05/14/1999 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |