Our Staff has compiled our research into a database of FINRA Disclosures for Paul Vincent Herzfeld. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Vincent Herzfeld | 1546642 | 11 | 11/15/2006 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Paul Vincent Herzfeld | 1546642 | 11 | 09/15/2006 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Paul Vincent Herzfeld | 1546642 | 11 | 09/15/2006 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Paul Vincent Herzfeld | 1546642 | 11 | 03/01/2005 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Paul Vincent Herzfeld | 1546642 | 11 | 02/09/2004 | Customer Dispute | Settled | $222,736.00 | $0.00 | See FINRA Report |
| Paul Vincent Herzfeld | 1546642 | 11 | 10/17/2002 | Customer Dispute | Settled | $850,000.00 | $0.00 | See FINRA Report |
| Paul Vincent Herzfeld | 1546642 | 11 | 10/11/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Paul Vincent Herzfeld | 1546642 | 11 | 01/03/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Vincent Herzfeld | 1546642 | 11 | 11/14/2000 | Customer Dispute | Settled | $46,000.00 | $0.00 | See FINRA Report |
| Paul Vincent Herzfeld | 1546642 | 11 | 11/27/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |