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FINRA Disclosures for Walter Yost Hooper

Our Staff has compiled our research into a database of FINRA Disclosures for Walter Yost Hooper. Search or filter the database to find more about this broker.

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Displaying 10 out of 11 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Walter Yost Hooper15407061312/17/2013Customer DisputeSettled$50,000.00$0.00See FINRA Report
Walter Yost Hooper15407061312/28/2011Customer DisputeSettled$104,806.00$0.00See FINRA Report
Walter Yost Hooper15407061308/18/2011Customer DisputeSettled$0.00$0.00See FINRA Report
Walter Yost Hooper15407061306/17/2011Customer DisputeSettled$215,890.00$0.00See FINRA Report
Walter Yost Hooper15407061310/22/2010Customer DisputeSettled$75,398.00$0.00See FINRA Report
Walter Yost Hooper15407061308/30/2010Customer DisputeSettled$0.00$0.00See FINRA Report
Walter Yost Hooper15407061306/14/2010Customer DisputeSettled$62,000.00$0.00See FINRA Report
Walter Yost Hooper15407061308/21/2008Customer DisputeSettled$70,000.00$0.00See FINRA Report
Walter Yost Hooper15407061304/07/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Walter Yost Hooper15407061303/18/1996Customer DisputeSettled$15,388.50$0.00See FINRA Report

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