Our Staff has compiled our research into a database of FINRA Disclosures for Walter Yost Hooper. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Walter Yost Hooper | 1540706 | 13 | 12/17/2013 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Walter Yost Hooper | 1540706 | 13 | 12/28/2011 | Customer Dispute | Settled | $104,806.00 | $0.00 | See FINRA Report |
| Walter Yost Hooper | 1540706 | 13 | 08/18/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Walter Yost Hooper | 1540706 | 13 | 06/17/2011 | Customer Dispute | Settled | $215,890.00 | $0.00 | See FINRA Report |
| Walter Yost Hooper | 1540706 | 13 | 10/22/2010 | Customer Dispute | Settled | $75,398.00 | $0.00 | See FINRA Report |
| Walter Yost Hooper | 1540706 | 13 | 08/30/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Walter Yost Hooper | 1540706 | 13 | 06/14/2010 | Customer Dispute | Settled | $62,000.00 | $0.00 | See FINRA Report |
| Walter Yost Hooper | 1540706 | 13 | 08/21/2008 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Walter Yost Hooper | 1540706 | 13 | 04/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Walter Yost Hooper | 1540706 | 13 | 01/22/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |