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FINRA Disclosures for Neil Ryan Collins

Our Staff has compiled our research into a database of FINRA Disclosures for Neil Ryan Collins. Search or filter the database to find more about this broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Neil Ryan Collins1526965808/24/2010Employment Separation After Allegations$0.00$0.00See FINRA Report
Neil Ryan Collins1526965809/09/2008Customer DisputeDenied$17,757.70$0.00See FINRA Report
Neil Ryan Collins1526965809/28/2005Employment Separation After Allegations$0.00$0.00See FINRA Report
Neil Ryan Collins1526965810/26/2004Customer DisputeSettled$32,000.00$0.00See FINRA Report
Neil Ryan Collins1526965806/25/2003Customer DisputeDenied$5,001.00$0.00See FINRA Report
Neil Ryan Collins1526965803/19/2003Customer DisputeSettled$49,580.00$0.00See FINRA Report
Neil Ryan Collins1526965811/20/2002Customer DisputeDenied$7,740.00$0.00See FINRA Report
Neil Ryan Collins1526965801/27/1999Employment Separation After Allegations$0.00$0.00See FINRA Report

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