Our Staff has compiled our research into a database of FINRA Disclosures for Daniel Lee Sloan. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Daniel Lee Sloan | 1496530 | 35 | 08/27/2009 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
Daniel Lee Sloan | 1496530 | 35 | 08/18/2009 | Customer Dispute | Settled | $238,000.00 | $0.00 | See FINRA Report |
Daniel Lee Sloan | 1496530 | 35 | 07/09/2009 | Customer Dispute | Settled | $215,598.00 | $0.00 | See FINRA Report |
Daniel Lee Sloan | 1496530 | 35 | 07/07/2009 | Customer Dispute | Settled | $386,978.00 | $0.00 | See FINRA Report |
Daniel Lee Sloan | 1496530 | 35 | 06/22/2009 | Customer Dispute | Settled | $196,926.00 | $0.00 | See FINRA Report |
Daniel Lee Sloan | 1496530 | 35 | 06/22/2009 | Customer Dispute | Settled | $272,000.00 | $0.00 | See FINRA Report |
Daniel Lee Sloan | 1496530 | 35 | 06/22/2009 | Customer Dispute | Settled | $670,923.00 | $0.00 | See FINRA Report |
Daniel Lee Sloan | 1496530 | 35 | 06/19/2009 | Customer Dispute | Settled | $75,512.00 | $0.00 | See FINRA Report |
Daniel Lee Sloan | 1496530 | 35 | 06/19/2009 | Customer Dispute | Settled | $236,000.00 | $0.00 | See FINRA Report |
Daniel Lee Sloan | 1496530 | 35 | 06/19/2009 | Customer Dispute | Settled | $232,389.00 | $0.00 | See FINRA Report |