Our Staff has compiled our research into a database of FINRA Disclosures for Daniel Lee Sloan. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Lee Sloan | 1496530 | 35 | 08/17/2012 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 07/23/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 02/27/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 02/13/2012 | Customer Dispute | Settled | $335,750.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 12/28/2011 | Customer Dispute | Settled | $86,867.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 05/06/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 12/27/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 11/15/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 10/25/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Lee Sloan | 1496530 | 35 | 10/22/2010 | Customer Dispute | Settled | $57,622.00 | $0.00 | See FINRA Report |