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FINRA Disclosures for Scott Erik Aabel

Our Staff has compiled our research into a database of FINRA Disclosures for Scott Erik Aabel. Search or filter the database to find more about this broker.

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Displaying 11-20 out of 24 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Scott Erik Aabel14936672407/10/2013Judgment / Lien$0.00$0.00See FINRA Report
Scott Erik Aabel14936672409/17/2012Judgment / Lien$0.00$0.00See FINRA Report
Scott Erik Aabel14936672409/17/2012Judgment / Lien$0.00$0.00See FINRA Report
Scott Erik Aabel14936672404/06/2012RegulatoryFinal$0.00$0.00See FINRA Report
Scott Erik Aabel14936672406/25/2009Customer DisputeSettled$71,873.00$0.00See FINRA Report
Scott Erik Aabel14936672409/11/2007Customer DisputeDenied$13,595.30$0.00See FINRA Report
Scott Erik Aabel14936672405/31/2005Customer DisputeDenied$10,000.00$0.00See FINRA Report
Scott Erik Aabel14936672402/14/2005Customer DisputeSettled$75,000.00$0.00See FINRA Report
Scott Erik Aabel14936672411/19/2004Customer DisputeDenied$130,000.00$0.00See FINRA Report
Scott Erik Aabel14936672410/15/2004Customer DisputeDenied$7,612.00$0.00See FINRA Report

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