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FINRA Disclosures for Scott Erik Aabel

Our Staff has compiled our research into a database of FINRA Disclosures for Scott Erik Aabel. Search or filter the database to find more about this broker.

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Displaying 10 out of 24 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Scott Erik Aabel14936672401/24/2024Judgment / Lien$0.00$0.00See FINRA Report
Scott Erik Aabel14936672409/22/2022Judgment / Lien$0.00$0.00See FINRA Report
Scott Erik Aabel14936672406/21/2022Customer DisputeSettled$500,000.00$0.00See FINRA Report
Scott Erik Aabel14936672402/08/2022Judgment / Lien$0.00$0.00See FINRA Report
Scott Erik Aabel14936672406/29/2021Customer DisputeSettled$300,000.00$0.00See FINRA Report
Scott Erik Aabel14936672411/29/2019Judgment / Lien$0.00$0.00See FINRA Report
Scott Erik Aabel14936672407/11/2018Judgment / Lien$0.00$0.00See FINRA Report
Scott Erik Aabel14936672409/16/2016RegulatoryFinal$0.00$0.00See FINRA Report
Scott Erik Aabel14936672408/01/2016Judgment / Lien$0.00$0.00See FINRA Report
Scott Erik Aabel14936672406/26/2015FinancialFinal$0.00$0.00See FINRA Report

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