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FINRA Disclosures for Sean Vance Dillon

Our Staff has compiled our research into a database of FINRA Disclosures for Sean Vance Dillon. Search or filter the database to find more about this broker.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Sean Vance Dillon1490506902/07/1995Customer DisputeSettled$107,918.00$0.00See FINRA Report
Sean Vance Dillon1490506912/29/1993Customer DisputeSettled$100,000.00$0.00See FINRA Report
Sean Vance Dillon1490506901/18/1993Customer DisputeSettled$42,000.00$0.00See FINRA Report
Sean Vance Dillon1490506902/12/1992Customer DisputeSettled$0.00$0.00See FINRA Report
Sean Vance Dillon1490506905/01/1991Customer DisputeAward / Judgment$300,000.00$72,576.30See FINRA Report
Sean Vance Dillon1490506901/25/1991Customer DisputeAward / Judgment$100,000.00$92,792.00See FINRA Report
Sean Vance Dillon1490506906/26/1989Customer DisputeSettled$0.00$0.00See FINRA Report
Sean Vance Dillon1490506912/29/1987Customer DisputeSettled$0.00$0.00See FINRA Report
Sean Vance Dillon1490506910/07/1979CriminalFinal Disposition$0.00$0.00See FINRA Report

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