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FINRA Disclosures for Nadav Nachum Baum

Our Staff has compiled our research into a database of FINRA Disclosures for Nadav Nachum Baum. Search or filter the database to find more about this broker.

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Displaying 10 out of 16 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Nadav Nachum Baum14848111603/10/2017RegulatoryFinal$0.00$0.00See FINRA Report
Nadav Nachum Baum14848111601/14/2016Customer DisputeWithdrawn$10,000.00$0.00See FINRA Report
Nadav Nachum Baum14848111608/04/2009RegulatoryFinal$0.00$0.00See FINRA Report
Nadav Nachum Baum14848111603/31/2008Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Nadav Nachum Baum14848111601/03/2007Customer DisputeSettled$0.00$0.00See FINRA Report
Nadav Nachum Baum14848111609/29/2006Customer DisputeSettled$350,000.00$0.00See FINRA Report
Nadav Nachum Baum14848111604/26/2006Customer DisputeSettled$275,000.00$0.00See FINRA Report
Nadav Nachum Baum14848111604/20/2006Customer DisputeSettled$0.00$0.00See FINRA Report
Nadav Nachum Baum14848111603/29/2006Customer DisputeSettled$500,000.00$0.00See FINRA Report
Nadav Nachum Baum14848111602/13/2006Customer DisputeSettled$397,000.00$0.00See FINRA Report

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