Our Staff has compiled our research into a database of FINRA Disclosures for Nadav Nachum Baum. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Nadav Nachum Baum | 1484811 | 16 | 03/10/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Nadav Nachum Baum | 1484811 | 16 | 01/14/2016 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |
Nadav Nachum Baum | 1484811 | 16 | 08/04/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Nadav Nachum Baum | 1484811 | 16 | 03/31/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Nadav Nachum Baum | 1484811 | 16 | 01/03/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Nadav Nachum Baum | 1484811 | 16 | 09/29/2006 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
Nadav Nachum Baum | 1484811 | 16 | 04/26/2006 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
Nadav Nachum Baum | 1484811 | 16 | 04/20/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Nadav Nachum Baum | 1484811 | 16 | 03/29/2006 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
Nadav Nachum Baum | 1484811 | 16 | 02/13/2006 | Customer Dispute | Settled | $397,000.00 | $0.00 | See FINRA Report |