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FINRA Disclosures for Lee Reuel Kramer

Our Staff has compiled our research into a database of FINRA Disclosures for Lee Reuel Kramer. Search or filter the database to find more about this broker.

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Displaying 10 out of 12 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Lee Reuel Kramer14654161208/04/2020Customer DisputeSettled$62,000.00$0.00See FINRA Report
Lee Reuel Kramer14654161210/04/2019Customer DisputeSettled$93,000.00$0.00See FINRA Report
Lee Reuel Kramer14654161210/03/2005RegulatoryFinal$0.00$0.00See FINRA Report
Lee Reuel Kramer14654161209/21/2005RegulatoryFinal$0.00$0.00See FINRA Report
Lee Reuel Kramer14654161207/28/2005RegulatoryFinal$0.00$0.00See FINRA Report
Lee Reuel Kramer14654161206/22/2005RegulatoryFinal$0.00$0.00See FINRA Report
Lee Reuel Kramer14654161202/11/2005Employment Separation After Allegations$0.00$0.00See FINRA Report
Lee Reuel Kramer14654161205/27/2004RegulatoryFinal$0.00$0.00See FINRA Report
Lee Reuel Kramer14654161212/11/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Lee Reuel Kramer14654161207/03/2003RegulatoryFinal$0.00$0.00See FINRA Report

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