Our Staff has compiled our research into a database of FINRA Disclosures for George B Lee. Search or filter the database to find more about this broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
George B Lee | 1453228 | 9 | 07/26/2011 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
George B Lee | 1453228 | 9 | 09/24/2010 | Customer Dispute | Settled | $1,123,980.00 | $0.00 | See FINRA Report |
George B Lee | 1453228 | 9 | 03/16/2010 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
George B Lee | 1453228 | 9 | 10/23/2009 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
George B Lee | 1453228 | 9 | 10/09/2009 | Customer Dispute | Settled | $3,300,000.00 | $0.00 | See FINRA Report |
George B Lee | 1453228 | 9 | 04/16/2008 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
George B Lee | 1453228 | 9 | 05/24/1995 | Customer Dispute | Settled | $74,000.00 | $0.00 | See FINRA Report |
George B Lee | 1453228 | 9 | 02/28/1991 | Customer Dispute | Settled | $102,000.00 | $0.00 | See FINRA Report |