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FINRA Disclosures for George B Lee

Our Staff has compiled our research into a database of FINRA Disclosures for George B Lee. Search or filter the database to find more about this broker.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
George B Lee1453228907/26/2011Customer DisputeDenied$90,000.00$0.00See FINRA Report
George B Lee1453228909/24/2010Customer DisputeSettled$1,123,980.00$0.00See FINRA Report
George B Lee1453228903/16/2010Customer DisputeSettled$30,000.00$0.00See FINRA Report
George B Lee1453228910/23/2009Customer DisputeSettled$25,000.00$0.00See FINRA Report
George B Lee1453228910/09/2009Customer DisputeSettled$3,300,000.00$0.00See FINRA Report
George B Lee1453228904/16/2008Customer DisputeSettled$300,000.00$0.00See FINRA Report
George B Lee1453228905/24/1995Customer DisputeSettled$74,000.00$0.00See FINRA Report
George B Lee1453228902/28/1991Customer DisputeSettled$102,000.00$0.00See FINRA Report

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