Our Staff has compiled our research into a database of FINRA Disclosures for Mark Francis Humphrey. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Francis Humphrey | 1449306 | 2 | 05/18/2000 | Customer Dispute | Award / Judgment | $165,000.00 | $178,500.00 | See FINRA Report |
| Mark Francis Humphrey | 1449306 | 2 | 03/08/1993 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |