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FINRA Disclosures for John Francis Davenport

Our Staff has compiled our research into a database of FINRA Disclosures for John Francis Davenport. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John Francis Davenport14489991010/30/2023Customer DisputePending$150,000.00$0.00See FINRA Report
John Francis Davenport14489991012/23/2021RegulatoryFinal$0.00$0.00See FINRA Report
John Francis Davenport14489991007/27/2019Customer DisputeSettled$0.00$0.00See FINRA Report
John Francis Davenport14489991001/31/2019RegulatoryFinal$0.00$0.00See FINRA Report
John Francis Davenport14489991002/02/2017FinancialPending$0.00$0.00See FINRA Report
John Francis Davenport14489991007/19/2016Judgment / Lien$0.00$0.00See FINRA Report
John Francis Davenport14489991006/08/2016Judgment / Lien$0.00$0.00See FINRA Report
John Francis Davenport14489991002/02/2012Customer DisputeDenied$0.00$0.00See FINRA Report
John Francis Davenport14489991001/11/2007Employment Separation After Allegations$0.00$0.00See FINRA Report
John Francis Davenport14489991012/09/2003Customer DisputeSettled$15,000.00$0.00See FINRA Report

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