Our Staff has compiled our research into a database of FINRA Disclosures for William Worthen King. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Worthen King | 1432593 | 29 | 11/21/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Worthen King | 1432593 | 29 | 10/05/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Worthen King | 1432593 | 29 | 08/17/2022 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| William Worthen King | 1432593 | 29 | 04/16/2014 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| William Worthen King | 1432593 | 29 | 06/21/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Worthen King | 1432593 | 29 | 08/14/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Worthen King | 1432593 | 29 | 02/08/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Worthen King | 1432593 | 29 | 10/25/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Worthen King | 1432593 | 29 | 03/22/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |