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FINRA Disclosures for Brian Patrick Clark

Our Staff has compiled our research into a database of FINRA Disclosures for Brian Patrick Clark. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Brian Patrick Clark14317621005/25/2022Customer DisputeSettled$815,157.00$0.00See FINRA Report
Brian Patrick Clark14317621007/05/2016Customer DisputeSettled$300,000.00$0.00See FINRA Report
Brian Patrick Clark14317621002/09/2006Employment Separation After Allegations$0.00$0.00See FINRA Report
Brian Patrick Clark14317621009/20/2004Customer DisputeSettled$0.00$0.00See FINRA Report
Brian Patrick Clark14317621005/24/2004Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Brian Patrick Clark14317621012/31/2003Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Brian Patrick Clark14317621001/15/2002Customer DisputeDenied$31,170.80$0.00See FINRA Report
Brian Patrick Clark14317621010/09/2001Customer DisputeDenied$150,000.00$0.00See FINRA Report
Brian Patrick Clark14317621005/07/1992Customer DisputeSettled$11,320.00$0.00See FINRA Report
Brian Patrick Clark14317621008/01/1989Customer DisputeAward / Judgment$30,114.30$12,560.00See FINRA Report

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