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FINRA Disclosures for Carlos Capacete

Our Staff has compiled our research into a database of FINRA Disclosures for Carlos Capacete. Search or filter the database to find more about this broker.

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Displaying 21-25 out of 25 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Carlos Capacete14294662511/28/2017Customer DisputeSettled$0.00$0.00See FINRA Report
Carlos Capacete14294662505/15/2017Customer DisputeSettled$0.00$0.00See FINRA Report
Carlos Capacete14294662503/11/2015Customer DisputeSettled$2,500,000.00$0.00See FINRA Report
Carlos Capacete14294662510/20/2014Customer DisputeSettled$540,000.00$0.00See FINRA Report
Carlos Capacete14294662505/27/2014Customer DisputeSettled$295,778.00$0.00See FINRA Report

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