Our Staff has compiled our research into a database of FINRA Disclosures for Carlos Capacete. Search or filter the database to find more about this broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Capacete | 1429466 | 25 | 10/22/2018 | Customer Dispute | Withdrawn | $400,000.00 | $0.00 | See FINRA Report |
| Carlos Capacete | 1429466 | 25 | 10/08/2018 | Customer Dispute | Withdrawn | $275,000.00 | $0.00 | See FINRA Report |
| Carlos Capacete | 1429466 | 25 | 10/08/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carlos Capacete | 1429466 | 25 | 08/01/2018 | Customer Dispute | Settled | $3,400,000.00 | $0.00 | See FINRA Report |
| Carlos Capacete | 1429466 | 25 | 07/24/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carlos Capacete | 1429466 | 25 | 07/12/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Carlos Capacete | 1429466 | 25 | 06/20/2018 | Customer Dispute | Settled | $603,041.00 | $0.00 | See FINRA Report |
| Carlos Capacete | 1429466 | 25 | 03/09/2018 | Customer Dispute | Settled | $240,613.00 | $0.00 | See FINRA Report |
| Carlos Capacete | 1429466 | 25 | 02/19/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carlos Capacete | 1429466 | 25 | 02/06/2018 | Customer Dispute | Settled | $2,916,470.00 | $0.00 | See FINRA Report |