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FINRA Disclosures for Carlos Capacete

Our Staff has compiled our research into a database of FINRA Disclosures for Carlos Capacete. Search or filter the database to find more about this broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Carlos Capacete14294662511/19/2018Customer DisputeWithdrawn$420,000.00$0.00See FINRA Report
Carlos Capacete14294662511/08/2018Customer DisputeWithdrawn$100,000.00$0.00See FINRA Report
Carlos Capacete14294662511/07/2018Customer DisputeWithdrawn$290,000.00$0.00See FINRA Report
Carlos Capacete14294662510/22/2018Customer DisputeWithdrawn$400,000.00$0.00See FINRA Report
Carlos Capacete14294662510/08/2018Customer DisputeWithdrawn$275,000.00$0.00See FINRA Report

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